Edit, Download, and Sign the Advance Assurance Application for EIS and SEIS

Form

eSign

Email

Add Annotation

Share Form

How do I fill this out?

To fill out this form, begin by gathering your company details and necessary documents. Ensure you provide accurate information as any inaccuracies could impact your application. Follow the structured format provided in the form to ensure completeness.

imageSign

How to fill out the Advance Assurance Application for EIS and SEIS?

  1. 1

    Gather all required documents including latest accounts.

  2. 2

    Provide details about your company including registration number and incorporation date.

  3. 3

    Declare the amount you intend to raise and how it will be utilized.

  4. 4

    Complete all necessary sections of the form carefully.

  5. 5

    Submit the form to the appropriate HMRC office as instructed.

Who needs the Advance Assurance Application for EIS and SEIS?

  1. 1

    Startups seeking funding through EIS or SEIS.

  2. 2

    Small businesses aiming for tax relief on investor shares.

  3. 3

    Investors requiring assurance about company compliance.

  4. 4

    Financial advisors assisting clients with investment schemes.

  5. 5

    Companies involved in innovation and growth looking to attract investors.

How PrintFriendly Works

At PrintFriendly.com, you can edit, sign, share, and download the Advance Assurance Application for EIS and SEIS along with hundreds of thousands of other documents. Our platform helps you seamlessly edit PDFs and other documents online. You can edit our large library of pre-existing files and upload your own documents. Managing PDFs has never been easier.

thumbnail

Edit your Advance Assurance Application for EIS and SEIS online.

Easily edit this PDF on PrintFriendly by clicking on the desired field to make changes. You can add text, modify entries, and ensure all necessary details are included. Once the edits are made, download the updated PDF for your records.

signature

Add your legally-binding signature.

Sign the PDF on PrintFriendly by using our intuitive signature tool. Just click on the signature field, and follow the prompts to draw or type your signature. Save your signed document for future reference or submission.

InviteSigness

Share your form instantly.

Share your PDF easily through PrintFriendly by using the built-in sharing options. You can send it via email or share it directly to social media platforms. This allows you to distribute important documents quickly and efficiently.

How do I edit the Advance Assurance Application for EIS and SEIS online?

Easily edit this PDF on PrintFriendly by clicking on the desired field to make changes. You can add text, modify entries, and ensure all necessary details are included. Once the edits are made, download the updated PDF for your records.

  1. 1

    Open the PDF file on PrintFriendly and access the editing mode.

  2. 2

    Click on the text fields to start editing your information.

  3. 3

    Use tools provided to add, delete, or modify content as necessary.

  4. 4

    Review all changes to ensure accuracy before saving.

  5. 5

    Download or share your edited PDF as needed.

What are the instructions for submitting this form?

To submit the advance assurance application form, ensure that all sections of the form are completed accurately, attaching any required documents such as your company accounts and memorandum. Send the completed application to the Small Company Enterprise Centre (SCEC) via the specified mailing address: SCEC and ESSU Team, South Wing, 1st Floor, Fitzroy House, Castle Meadow Road, Nottingham, NG2 1BD. Make sure to keep copies of everything submitted for your records.

What are the important dates for this form in 2024 and 2025?

Important dates for submitting this form in 2024 and 2025 revolve around the financial year and funding rounds. It is advisable to check HMRC announcements for specific dates associated with EIS and SEIS reliefs. Key submission deadlines will typically align with your company's funding schedule and HMRC processing timelines.

importantDates

What is the purpose of this form?

The primary purpose of the advance assurance application is to provide companies with a formal indication of eligibility for the Enterprise Investment Scheme (EIS) or Seed Enterprise Investment Scheme (SEIS). This assurance helps companies in confidence-building as they seek investments and prepares them for the potential tax reliefs associated with share issuance. By applying for advance assurance, companies can ensure they meet the conditions set by HMRC for raising investments.

formPurpose

Tell me about this form and its components and fields line-by-line.

This form is designed with various fields that need to be filled out accurately to ensure completeness.
fields
  • 1. Company Name: The official name of the company applying for the assurance.
  • 2. Company Registration Number: The unique registration number assigned to the company.
  • 3. Date of Incorporation: The date when the company was officially incorporated.
  • 4. Tax Reference Number: The tax reference number issued to the company.
  • 5. Contact Information: Details on how HMRC can reach the company for clarifications.

What happens if I fail to submit this form?

If you fail to submit this form, your company may miss out on essential tax relief opportunities provided by the EIS and SEIS schemes. This could hinder your ability to raise funds effectively through share issuance. It is crucial to understand the implications of your actions regarding funding strategies.

  • Missed Tax Relief: Failing to submit the form results in losing potential tax benefits for investors.
  • Funding Delays: You may face delays in funding as investors require assurance before investing.
  • Ineligibility for Future Applications: Not submitting may affect your eligibility for future assurance applications.

How do I know when to use this form?

Use this form when your company intends to raise funds through the issuance of shares and seeks early assurance from HMRC that the shares will qualify for EIS or SEIS relief. It is particularly important for startups and small businesses looking to attract investment in a structured manner. This form helps to clarify the eligibility of the investment scheme for the issuing company.
fields
  • 1. Raising Capital: When seeking to raise capital through new share issues.
  • 2. Investor Assurance: To provide assurance to potential investors about tax relief eligibility.
  • 3. Compliance Purposes: To ensure the company meets eligibility requirements for government-backed schemes.

Frequently Asked Questions

How do I start filling out this form?

Begin by downloading the PDF and gathering all necessary company information and documents.

What documents do I need to submit along with the form?

You need to attach the latest company accounts, a business plan, and your Memorandum and Articles of Association.

Can I edit the PDF file before submitting?

Yes, you can edit the PDF using PrintFriendly’s editing tools before finalizing it for submission.

How long does the application process take?

The processing time varies, but you should expect it to take a few weeks.

Do I need to submit this form online?

You may submit this form physically to the appropriate HMRC office or follow any online submission criteria outlined by HMRC.

Who reviews my application?

An HMRC officer will review your application to ensure it meets the qualifying criteria.

What happens if my application is denied?

If denied, you will receive a detailed explanation and may have the opportunity to address any issues.

Can I save my progress when filling out the form?

You can edit your form freely, but currently, saving mid-progress is not available.

Is there a fee to submit this application?

There are no fees for submitting the advance assurance application.

What should I do if I make an error after submitting?

If you notice an error after submission, contact HMRC directly to discuss potential next steps.

Related Documents - EIS SEIS Assurance App

https://www.printfriendly.com/thumbnails/00a90230-5eb8-4b11-8e36-9461c6f01d07-400.webp

Authorization to Change Direct Deposit Form

This form is for notifying organizations of changes to your direct deposit account. Complete and sign this form and send it to the companies handling your direct deposits. The form includes sections for personal information and new account details.

https://www.printfriendly.com/thumbnails/00693a07-0e6b-462f-ad18-c796caba3466-400.webp

Sprouts Farmers Market 2023 Annual Meeting Proxy Statement

This document contains details about the 2023 Annual Meeting of Stockholders for Sprouts Farmers Market, Inc. It includes information on the meeting date, items of business, and instructions for proxy voting. Access to proxy materials and voting instructions are also provided.

https://www.printfriendly.com/thumbnails/004fd7a8-b739-45a8-a599-512fabe11733-400.webp

Application for Approval of Details Reserved by Condition Planning

This file is an application for approval of details reserved by condition following the grant of planning permission or listed building consent. It provides information on how to submit the necessary details for approval by the Local Planning Authority. The file includes instructions for both online and offline submission.

https://www.printfriendly.com/thumbnails/0048be62-62eb-4ff3-b66b-0eb8ef2697a9-400.webp

Implementation of Thrift Savings Plan Roth Contributions

This file provides information and requirements for uniformed services to modify their payroll systems to accommodate the Thrift Savings Plan (TSP) Roth contributions. It outlines definitions, rules, and procedures for TSP Roth contributions, including catch-up contributions for those aged 50 and older. The document also includes target implementation dates and contacts for inquiries.

https://www.printfriendly.com/thumbnails/0018cb61-7c1c-4bec-b959-e66d721146c1-400.webp

Canara Bank API Banking Application Form

This file is an application form for Canara Bank's API Banking services for corporate entities. The form includes sections to provide company details, technical specifications and authorized personnel. It requires the applicant to declare understanding and acceptance of terms and conditions related to the service.

https://www.printfriendly.com/thumbnails/001e9e6e-affc-4858-b101-7c3a1b57d4ec-400.webp

Odyssey Plan Assignment Guide: Create Your Future in 3 Steps

This file provides the guidelines and templates for creating three distinct 5-year Odyssey Plans. It encourages creative visual representations and exploration of multiple life possibilities. It is designed to help users test assumptions and gain new insights about potential life paths.

https://www.printfriendly.com/thumbnails/00cd2905-2581-409e-b0ae-a0d9e0366222-400.webp

BMW Financial Services Business Application Form

This form is used to apply for various financing options through BMW Financial Services, including lease, retail, pre-pay lease, and OwnersChoice. It collects detailed information about finance, vehicle, business, banking, and personal guarantor information. Instructions and certifications required for business entities and personal guarantors are included.

https://www.printfriendly.com/thumbnails/00a78e1d-4f78-4b2b-83e0-a47cf4be74c2-400.webp

Savings Account Application Form - The Co-operative Bank

This application form is needed to apply for a savings account with The Co-operative Bank. It requires personal information, tax status, and account preferences. Follow the instructions carefully for successful submission.

https://www.printfriendly.com/thumbnails/0039b567-c363-4253-a3fb-34b008b71eca-400.webp

Union Bank of India Simplifies Form 15G & H Submission via WhatsApp

Union Bank of India has simplified the annual submission of Form 15G & H by enabling online submission via its WhatsApp channel Union Virtual Connect in association with RBIH. This initiative aims to make the submission process easier for senior citizens and tech-savvy customers. It provides banking services in 7 different languages through WhatsApp.

https://www.printfriendly.com/thumbnails/0020e011-40bb-44a6-8a15-dcbd7c291d5d-400.webp

SBI Account Opening Form for Resident Individuals

This file is an account opening form for resident individuals of SBI. It includes detailed sections that need to be filled for creating a Customer Information File. The form must be accompanied by terms and conditions and is suitable for various types of accounts including saving bank, current account, and term deposits.

https://www.printfriendly.com/thumbnails/00c09c2a-181c-46ad-9e73-fda59b0985d6-400.webp

MISD PowerSchool - Progress Report Template

This file provides a detailed example of a Progress Report Template for the MISD PowerSchool system. It includes instructions on how to set up and customize the report. Users can learn how to fill in the template with student information and schedule data.

https://www.printfriendly.com/thumbnails/005527ae-111f-4362-8c5f-d38048725d7e-400.webp

Wells Fargo Auto Dealer Profile Form

This document contains information and instructions for Wells Fargo Auto Dealers on completing the Dealer Information Sheet, ACH Profile Authorization Form, and Franchise Dealer Profile. Dealer's details, bank account information, and dealership legal details are required.