Edit, Download, and Sign the Request for U.S. NOBO List Instructions and Guidelines
Form
eSign
Add Annotation
Share Form
How do I fill this out?
To fill out this form, ensure that you provide accurate company information and a valid record date. Each section of the form requires specific details, so pay close attention to the instructions. Review your entries before submitting the form to avoid any issues.
How to fill out the Request for U.S. NOBO List Instructions and Guidelines?
1
Fill in your company information accurately.
2
Provide the valid record date at least two business days in advance.
3
Select the intended use of the NOBO data.
4
Choose the format and media type for the list.
5
Sign and submit the request to Broadridge U.S.
Who needs the Request for U.S. NOBO List Instructions and Guidelines?
1
Corporations seeking to reach out to their shareholders.
2
Financial institutions needing shareholder information for compliance.
3
Investors wanting to verify their holdings.
4
Management teams looking to communicate effectively with stakeholders.
5
Legal firms requiring shareholder lists for corporate actions.
How PrintFriendly Works
At PrintFriendly.com, you can edit, sign, share, and download the Request for U.S. NOBO List Instructions and Guidelines along with hundreds of thousands of other documents. Our platform helps you seamlessly edit PDFs and other documents online. You can edit our large library of pre-existing files and upload your own documents. Managing PDFs has never been easier.
Edit your Request for U.S. NOBO List Instructions and Guidelines online.
Editing PDFs on PrintFriendly is quick and intuitive. Users can adjust sections, input data, and refine the layout to their preference. Effortlessly customize your PDF document to fit your needs: it's just a few clicks away.
Add your legally-binding signature.
Signing your PDF on PrintFriendly is seamless and efficient. Simply navigate to the signature tool and follow the prompts to add your signature. Ensure your document is official and ready to go with a personalized touch.
Share your form instantly.
Sharing PDFs created on PrintFriendly is just as straightforward. Once edited, you can generate a shareable link or directly send it via email. Collaborate effortlessly with others by sharing your refined documents.
How do I edit the Request for U.S. NOBO List Instructions and Guidelines online?
Editing PDFs on PrintFriendly is quick and intuitive. Users can adjust sections, input data, and refine the layout to their preference. Effortlessly customize your PDF document to fit your needs: it's just a few clicks away.
1
Open the PDF using PrintFriendly's editor.
2
Select the areas you want to modify and make the changes.
3
Utilize available tools for text, format, or layout adjustments.
4
Review your changes for accuracy.
5
Download or share your edited PDF.
What are the instructions for submitting this form?
To submit the NOBO request form, email it to BSGIssuerServices@Broadridge.com or send it via fax to 631-254-7622. You can also mail it to Broadridge U.S., 51 Mercedes Way, Edgewood, NY 11717. Be sure to include all required information in the request to prevent delays.
What are the important dates for this form in 2024 and 2025?
Ensure that you pay attention to future record dates when planning your NOBO requests. Record dates must be set at least two business days in advance from the submission date. Plan ahead for 2024 and 2025 to avoid delays.
What is the purpose of this form?
The purpose of this form is to facilitate the request for a U.S. NOBO list. It enables companies to access essential shareholder information necessary for corporate communication. Proper use of this form helps ensure compliance with SEC regulations and enhances shareholder relations.
Tell me about this form and its components and fields line-by-line.
- 1. Company Info: Basic details about the requesting company.
- 2. Record Date(s): The date for which the NOBO list is being requested.
- 3. Intended Use: Purpose for which the NOBO list will be used.
- 4. Additional Reports: Optional reports that can be requested along with the NOBO list.
- 5. Media Type: Format in which the NOBO data will be provided.
- 6. Shipping Address: Where the NOBO list will be sent.
- 7. Requestor Information: Contact details of the person submitting the request.
What happens if I fail to submit this form?
Failure to submit this form correctly might result in delays or an unfulfilled request. It's crucial to review all entries to ensure accuracy. Missing information may further complicate the process, impacting the speed of delivery.
- Incomplete Information: Missing fields may slow down or invalidate your request.
- Verification Issues: If verification cannot be performed, your request may not be processed.
- Submission Errors: Errors in records might lead to sending outdated information.
How do I know when to use this form?
- 1. Corporate Communication: When planning to inform shareholders of significant news.
- 2. Regulatory Compliance: To adhere to SEC requirements regarding shareholder identification.
- 3. Shareholder Meetings: Necessary for reaching out to shareholders before a meeting.
Frequently Asked Questions
How do I request a U.S. NOBO list?
Fill out the NOBO Request Form and submit it to Broadridge via email or fax.
What information do I need to provide?
You must include your company details, the valid record date, and your intended use of the NOBO list.
What formats can I request for the NOBO list?
You can request hardcopy, CD, or peel and stick label formats.
How long does it take to receive my NOBO list?
Expect your NOBO list to arrive within five business days after the record date.
Can I cancel my NOBO request?
Yes, but if canceled after the record date, you will be charged the full cost.
What if my request is not verified?
If not verified with an officer, the NOBO list will be generated but not shipped.
Is there a minimum fee for the NOBO list?
Yes, the minimum fee is $100 for up to 10,000 accounts.
How do I contact Broadridge for help?
Call Broadridge at (631) 254-7067 for additional assistance.
What happens if I submit an incomplete form?
Your request may be delayed or denied if any required information is missing.
Can I choose to receive reports along with the NOBO list?
Additional reports can be requested separately and are not included with the NOBO listing.
Related Documents - U.S. NOBO List Request
CKC PAW Evaluation Application Form Instructions
This document provides guidelines for the CKC PAW Evaluation Application. It details the requirements, photograph specifications, and submission instructions for registering non-registered purebred dogs. This form is for CKC members or those applying for membership to evaluate their dogs.
AA Twelve Traditions and Principles Reference
This file contains details about Tradition One from the Twelve Traditions of Alcoholics Anonymous. It includes notes, questions for group inventory, personal checklist, and a glossary. It provides an overview of the principle of unity and how it applies to AA members.
Recruitment and Selection at Ernst & Young Case Study
This file provides detailed insights into the recruitment and selection process at Ernst & Young. It includes steps on how to apply for a position, the necessary information to provide, and the different stages of the selection process. Additionally, it highlights EY's approach to hiring talent when found regardless of a specific position.
Foot Locker Inc Proxy Statement 2023
This document includes the proxy statement for Foot Locker, Inc. for the year 2023. It outlines important details regarding shareholder voting and company governance.
Proof of Identity and Residency New York DMV
This document outlines the proofs of identity, U.S. citizenship, and New York State residency required for the Enhanced Driver License or ID Card. It is essential for applicants to review the requirements carefully to ensure they provide the necessary documentation. Complying with these guidelines can facilitate a smooth application process.
Institute of Company Secretaries of India Overview
This file contains essential information about the Institute of Company Secretaries of India and its activities. It includes details about the roles of company secretaries, employment prospects, and how to fill out forms. Ideal for students and professionals in corporate governance.
ACRA Register of Directors for ABC Company Pte. Ltd.
This file contains essential information about the directors of ABC Company Pte. Ltd. It includes details such as names, capacities, and addresses of the directors. Users can refer to this document for compliance and corporate governance purposes.
Pakistan Family Registration Certificate Instructions
This file provides detailed requirements and procedures to obtain a Family Registration Certificate (FRC) in Pakistan. It outlines the necessary steps for applying, fees, and information included in the FRC. Essential for individuals needing to verify family information for legal reasons or applications.
AMC Entertainment Holdings Form 8-K Current Report
This document is AMC Entertainment Holdings, Inc.'s Form 8-K, detailing events related to the company. It includes information about director appointments and regulatory disclosures. Users can find crucial insights into the company's management and governance.
Shareholder Inspection Rights and Procedures
This document outlines the rights of shareholders to inspect corporate stock ledgers. It details the legal framework for accessing shareholder information and the methods of corporate acquisition. Understanding these rights is crucial for stakeholders involved in corporate mergers and acquisitions.
NIMC Frequently Asked Questions and Instructions
This document contains essential information and frequently asked questions about the National Identity Management Commission (NIMC) in Nigeria. It provides detailed instructions on the registration process and benefits of the National Identity Management System (NIMS). Users will find valuable information for completing their enrollment successfully.
Minute of Board of Directors Meeting
This document outlines the minutes of a board meeting where important decisions are made. It serves as a formal record of the discussions and resolutions passed during the meeting. Useful for corporate compliance and reference.
